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Menu Show Search Search Query Submit Search Log In Subscribe TAX INVESTING Investment Strategies Wealth Management Estate Planning Retirement planning ESG Retirement Advisor Confidence Outlook PRACTICE MANAGEMENT Practice and client management Recruiting Professional development Growth strategies Compensation REGULATION AND COMPLIANCE Regulation and compliance Politics and policy Risk Fraud TECH Fintech Artificial intelligence Advances in Tech INDUSTRY Industry News M&A Career moves Earnings Diversity and equality OPINION Wealth Think Ask an Advisor Election 2024 Leaders Forum CE Quiz Events Research Webinars and Whitepapers Magazine Jobs Latest Financial Planning How prohibited transaction exemptions will change under DOL’s fiduciary rule Financial Planning Goldman raises $3.6B for real estate credit fund Financial Planning 5 professional development skills for advisors in a changing workforce Financial Planning Edward Jones enjoys growing profits and advisor headcount in first quarter Financial Planning How to submit a guest contribution to Financial Planning WEALTH THINK Brian McLaughlin Advisors: Be the Indiana Jones of your own AI adventure Bill Harter SEC climate rule has wide implications Tara Meehan 4 ways to fix wealth management’s obsession with high net worth clients CE Quiz Financial Planning Continuing Education Credit — April 2024 Financial Planning Continuing Education Credit — March 2024 Financial Planning Continuing Education Credit — February 2024 Rising Stars Financial Planning Time to shine: Nominate a 2024 Rising Star in wealth management Financial Planning These 10 innovative planners are FP’s Rising Stars for 2023 Financial Planning Why Eric Rodriguez, an FP Rising Star, wants to change the conversation around money Podcast Building community among independent financial advisors Sponsor Content from Osaic Financial Planning FP podcast host Justin L. Mack signs off Financial Planning Why RIA custody is ready for another shakeup RIA Leaders Financial Planning Schwab and Fidelity referrals give certain RIAs business, deal others out Financial Planning These are the 20 largest fee-only RIAs, ranked by AUM Research Financial Planning Exclusive research Weathering the storm: Finance adapts to an unstable world American Banker Exclusive research The positive business impact of genuine inclusion Employee Benefit News Exclusive research Finding the right tools to support financial wellness IBD Elite Financial Planning IBD Elite 2023: The independent brokerages with the most CFPs Financial Planning IBD Elite 2023: Which independent brokerages have the largest RIAs? Financial Planning IBD Elite 2023: The 10 firms with the largest percentage of women among their financial advisors Broker Compensation Financial Planning What to expect in advisor pay in 2024 Financial Planning Best advisor pay for the $600K producer Financial Planning Best advisor pay for the $400K producer Financial Planning Best advisor pay for the $1M producer Financial Planning Best advisor pay for the $2M producer Technology In AI we trust? The peril and potential of embracing AI in wealth Advisors are faced with cutting-edge tech that will reshape the industry, as well as questions about its reliability. By Rachel Witkowski 8h ago 8 Min Read SHARE THIS STORY Facebook Twitter LinkedIn Email Regulation and compliance How prohibited transaction exemptions will change under DOL’s fiduciary rule Three regulatory amendments that are attached to the new "retirement security rule" display the stakes of the legal challenge already brewing in court. By Tobias Salinger 1h ago Technology Advisors trusting AI is hit or miss, Financial Planning survey shows Most advisors said they see AI helping streamline internal workflow functions, but very few trust it to make financial decisions. By Rachel Witkowski 8h ago Regulation and compliance SEC, Treasury seek to drag RIAs deeper into money laundering fight A newly proposed rule would require firms to verify customers’ ID information and check it against government lists of terrorists and criminals. By Dan Shaw May 13 Practice and client management Ask an advisor: How do I set boundaries with my pushy client? There’s a difference between advising a client on a decision and making the decision for them. What happens when the client demands the latter? By Nathan Place May 13 40 Brokers Under 40 Broker dealers Top 40 Under 40 Wealth management 2024 40 Under 40 Wirehouses These are the 40 top young brokers in 2024 Financial Planning announces its 2024 class of the top 40 most productive employee wealth management brokers under age 40. By Victoria Zhuang February 6 1 Min Read Diversity and equality Professional development Ameriprise 2024 40 Under 40 Succession planning Recruiting Shrinking headcounts a growing problem The profession displays a stunningly high rate of attrition in the first year. Here’s how wirehouses and regional brokerages must try to change with the times. By Tobias Salinger February 6 11 Min Read Broker dealers Top 40 Under 40 Wealth management 2024 40 Under 40 These are the top 40 regional brokers under 40 in 2024 Financial Planning announces its 2024 class of the top 40 most productive employee brokers under age 40 at regional firms. By Victoria Zhuang February 6 1 Min Read More from Financial Planning Regulation and compliance How prohibited transaction exemptions will change under DOL’s fiduciary rule Three regulatory amendments that are attached to the new "retirement security rule" display the stakes of the legal challenge already brewing in court. By Tobias Salinger 1h ago Wealth management LPL sees $1.5B AUM slide in Crown Capital acquisition Despite the apparent decline, the independent broker-dealer giant remains one of the leaders in advisor recruiting and merger and acquisition deals. By Dan Shaw May 10 Retirement Health crises force early retirement more than any other problem Many factors can influence the timing of a person’s retirement, but new research shows nothing comes close to health problems. By Nathan Place May 10 Retirement Early retirement aspirations are here to stay, Fed study shows Only 46% of Americans now say they expect to work full-time after age 62 — the lowest percentage in a decade. By Alex Tanzi May 10 Professional development How wealth managers are retaining top talent More than a third of financial advisors will retire in the next decade in a profession in which nearly 3 out of 4 rookies fail to make the grade, creating a headcount problem for the industry. By Stewart Bowling May 10 See All Career Opportunities Advances in Tech Manage bill pay for your high-net-worth clients with greater confidence. Partner Insights from BILL PRESS RELEASES American Banker Arizent Announces Partnership With Jobbio’s Amply Network CAN ESG COME BACK FROM THE DEAD? After getting caught in the culture wars and suffering massive outflows, ESG funds looked down for the count. Here’s what experts say is...